Form 8-K
8-K — Alzamend Neuro, Inc.
Accession: 0001214659-26-004806
Filed: 2026-04-17
Period: 2026-04-17
CIK: 0001677077
SIC: 2834 (PHARMACEUTICAL PREPARATIONS)
Item: Submission of Matters to a Vote of Security Holders
Item: Financial Statements and Exhibits
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8-K — p4172668k.htm (Primary)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
___________________________________________________________________
Date of Report (Date of earliest event reported): April
17, 2026
ALZAMEND NEURO, INC.
(Exact name of registrant as specified in its charter)
Delaware
001-40483
81-1822909
(State or other jurisdiction of
incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification No.)
3480 Peachtree Road NE, Second Floor, Suite
103, Atlanta, GA 30326
(Address of principal executive offices) (Zip Code)
(844) 722-6333
(Registrant's telephone number, including area
code)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange on which registered
Common Stock, $0.0001 par value
ALZN
The Nasdaq Capital Market
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.07 Submission of Matters to a Vote of Security Holders.
On April 17, 2026, Alzamend
Neuro, Inc., a Delaware corporation (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”).
As of the close of business on February 25, 2026, the record date for the Annual Meeting, the Company had outstanding and entitled
to vote 3,804,741 shares of common stock, par value $0.0001 per share (the “Common Stock”), which constitutes all of
the outstanding voting capital stock of the Company.
At the Annual Meeting, the
stockholders voted on seven proposals, each of which is described in more detail in the Company’s definitive proxy statement on
Schedule 14A filed with the U.S. Securities and Exchange Commission on February 26, 2026 (the “Proxy Statement”). At
the Annual Meeting, stockholders appointed seven (7) directors and approved proposals 2-7, each of which were presented for a vote. The
tables below set forth the number of votes cast for and against or withheld, and the number of abstentions or broker non-votes, for each
matter voted upon by the Company’s stockholders.
Proposal One:
The election of seven director nominees named by the Company to hold office until the next annual meeting of stockholders.
For
Against
Abstain
Broker
Non-Votes
William B. Horne
339,201
62,815
11,556
1,185,412
Milton C. Ault, III
335,199
60,509
17,864
1,185,412
Stephan Jackman
342,613
59,403
11,556
1,185,412
Henry C. Nisser
342,586
58,800
12,186
1,185,412
Mark Gustafson
330,333
71,053
12,186
1,185,412
Lynne F. McGrath
342,947
58,439
12,186
1,185,412
Jeffrey Oram
338,817
62,569
12,186
1,185,412
Proposal Two: The ratification of
Haskell & White LLP, as the Company’s independent registered public accounting firm for the fiscal year ending April 30, 2026.
For
Against
Abstain
Broker Non-Votes
1,454,276
114,748
29,960
0
Proposal Three: Approval, on a non-binding
advisory basis, the compensation of the Company’s named executive officers, as disclosed in the Proxy Statement.
For
Against
Abstain
Broker Non-Votes
276,241
124,274
13,057
1,185,412
Proposal Four: Approval of the Company’s
2025 Stock Incentive Plan.
For
Against
Abstain
Broker Non-Votes
265,482
137,525
10,565
1,185,412
Proposal Five: Approval, for purposes
of complying with Listing Rule 5635(c) of The Nasdaq Stock Market, LLC, equity issuances to directors and executive officers of the Company.
For
Against
Abstain
Broker Non-Votes
277,712
125,698
10,162
1,185,412
Proposal Six: Approval, of an amendment
to the Company’s Certificate of Incorporation to effect a reverse stock split of the Company’s Common Stock by a ratio of
not less than one-for-two and not more than one-for-ten at any time prior to April 16, 2027, with the exact ratio to be set at a whole
number within this range as determined by the board of directors in its sole discretion
For
Against
Abstain
Broker Non-Votes
1,150,722
445,185
3,077
0
Proposal Seven: Approval of one
or more adjournments of the Annual Meeting to permit further solicitation and vote of proxies if, based upon the tabulated vote at the
time of the Annual Meeting, there are not sufficient votes to approve one or more of the other proposals before the Annual Meeting.
For
Against
Abstain
Broker Non-Votes
1,256,552
319,879
22,553
0
-2-
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits:
Exhibit No.
Description
101
Pursuant to Rule 406 of Regulation S-T, the cover page is formatted in Inline XBRL (Inline eXtensible Business Reporting Language).
104
Cover Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101).
-3-
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ALZAMEND NEURO, INC.
Dated: April 17, 2026
/s/ David J. Katzoff
David J. Katzoff
Chief Financial Officer
-4-
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ALZAMEND NEURO, INC.
Entity Central Index Key
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Entity Tax Identification Number
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Entity Incorporation, State or Country Code
DE
Entity Address, Address Line One
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Entity Address, Address Line Two
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Entity Address, Address Line Three
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