Form 8-K
8-K — Neuphoria Therapeutics Inc.
Accession: 0001213900-26-111863
Filed: 2026-10-23
Period: 2026-10-23
CIK: 0001191070
SIC: 2834 (PHARMACEUTICAL PREPARATIONS)
Item: Entry into a Material Definitive Agreement
Item: Material Modifications to Rights of Security Holders
Item: Financial Statements and Exhibits
Documents
8-K — ea0309146-8k_neuphoria.htm (Primary)
EX-4.2 — AMENDMENT NO. 1 TO RIGHTS AGREEMENT, DATED AS OF OCTOBER 23, 2026, BY AND BETWEEN NEUPHORIA THERAPEUTICS INC. AND COMPUTERSHARE TRUST COMPANY, N.A., AS RIGHTS AGENT (ea030914601ex4-2.htm)
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8-K — CURRENT REPORT
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FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (date
of earliest event reported): October 23, 2026
Neuphoria Therapeutics
Inc.
(Exact name of Registrant
as Specified in its Charter)
Delaware
(State Or Other Jurisdiction
of Incorporation)
001-41157
99-3845449
(Commission File Number)
(I.R.S. Employer
Identification No.)
14 Milliston Road, Box 195, Millis, Massachusetts
02054
(Address of Principal Executive Offices)
(Zip Code)
(339) 240-6066
Registrant’s Telephone
Number, Including Area Code
Securities registered pursuant to Section
12(b) of the Act
Title of Each Class
Trading Symbol
Name of each exchange on which registered
Common Stock, $0.00001 par value per share
NEUP
The Nasdaq Stock Market, LLC
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
☐ Written
communications pursuant to Rule 425 under the Securities Act
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act
Indicate by check mark
whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule
12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 1.01 Entry into a Material Definitive
Agreement.
On October 23, 2026,
the Board of Directors (the “Board”) of Neuphoria Therapeutics Inc. (“Neuphoria” or the “Company”),
a Delaware corporation, entered into Amendment No. 1 (the “Amendment”) to the Rights Agreement, dated as of October 27, 2025,
by and between the Company and Computershare Trust Company, N.A., as Rights Agent (the “Original Rights Agreement,” and as
amended by the Amendment). Pursuant to the Amendment, the Final Expiration Date of the Original Rights Agreement has been extended until
the Close of Business on October 27, 2027, unless earlier extended, modified or terminated. Capitalized terms used but not defined herein
have the meanings specified in the Rights Agreement, as amended.
The Rights are in all
respects subject to and governed by the provisions of the Original Rights Agreement, except as as amended by the Amendment. The above
description of the Original Rights Agreement and the Amendment does not purport to be complete and is qualified in its entirety by reference
to the full text of the Original Rights Agreement, which is incorporated by reference to Exhibit 4.1 to the Form 8-K filed by the Company
with the U.S. Securities and Exchange Commission on October 27, 2025, and to the Amendment, which is attached hereto as Exhibit 4.2, both
of which are incorporated herein by reference.
Item 3.03. Material
Modifications to Rights of Security Holders.
The information set forth
under Item 1.01 is incorporated into this Item 3.03 by reference.
Item 9.01 Financial
Statements and Exhibits.
(d) Exhibits
Exhibit No.
Description
4.1
Rights Agreement, dated as of October 27, 2025 between Neuphoria Therapeutics Inc. and Computershare Trust Company, N.A., which includes the form of Certificate of Designation as Exhibit A, the form of Right Certificate as Exhibit B (incorporated herein by reference to Exhibit 4.1 to Form 8-K filed with the SEC on October 27, 2025)
4.2
Amendment No. 1 to Rights Agreement, dated as of October 23, 2026, by and between Neuphoria Therapeutics Inc. and Computershare Trust Company, N.A., as rights agent
104
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1
SIGNATUREs
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
NEUPHORIA THERAPEUTICS INC.
By:
/s/ Spyridon Papapetropoulos
Spyridon Papapetropoulos
Interim Chief Executive Officer
Date: October 23, 2026
2
EX-4.2 — AMENDMENT NO. 1 TO RIGHTS AGREEMENT, DATED AS OF OCTOBER 23, 2026, BY AND BETWEEN NEUPHORIA THERAPEUTICS INC. AND COMPUTERSHARE TRUST COMPANY, N.A., AS RIGHTS AGENT
EX-4.2
Filename: ea030914601ex4-2.htm · Sequence: 2
Exhibit 4.2
AMENDMENT
NO. 1 TO RIGHTS AGREEMENT
This
Amendment No. 1, dated as of October 23, 2026 (this “Amendment”), amends that certain Rights Agreement, dated
as of October 27, 2025 (the “Rights Agreement”), by and between Neuphoria Therapeutics Inc., a Delaware corporation
(the “Company”), and Computershare Trust Company, N.A. (the “Rights Agent”). Capitalized terms used
herein and not otherwise defined shall have the meanings ascribed to such terms in the Rights Agreement.
WHEREAS,
the Company and the Rights Agent have executed and entered into the Rights Agreement;
WHEREAS,
Section 27 of the Rights Agreement provides, among other things, that the Company may, in its sole and absolute discretion, and the Rights
Agent shall, if the Company so directs, supplement or amend any provision of the Rights Agreement in any respect without the approval
of any holders of Rights or Common Shares, and the Rights Agent shall, if the Company so directs, execute such supplement or amendment;
WHEREAS,
to the knowledge of the Company, as of the date hereof, the Rights are still redeemable;
WHEREAS,
the Board of Directors of the Company has: (i) deemed it advisable and in the best interests of the Company and its stockholders to amend
certain provisions of the Rights Agreement as set forth herein; (ii) approved this Amendment; and (iii) authorized the proper officers
of the Company to execute and deliver the same to the Rights Agent;
WHEREAS,
pursuant to and in accordance with Section 27 of the Rights Agreement, the Company desires to amend the Rights Agreement as set forth
below.
NOW,
THEREFORE, in consideration of the premises set forth above, the parties hereto, intending to be legally bound hereby, agree as follows:
1. The definition of “Final
Expiration Date” set forth in Section 1(w) of the Rights Agreement is hereby amended and restated in its entirety as follows:
““Final
Expiration Date” shall mean the Close of Business on October 27, 2027.”
2. Exhibit B to the Rights
Agreement shall be deemed amended in a manner consistent with this Amendment.
3. This Amendment shall
be deemed to be a contract made under the laws of the State of Delaware and for all purposes shall be governed by and construed in accordance
with the laws of such State applicable to contracts to be made and performed entirely within such State, without giving effect to the
choice of law or conflict of law principles thereof or of any other jurisdiction to the extent that such principles would require or
permit the application of the laws of another jurisdiction.
4. If any term, provision,
covenant, or restriction of this Amendment, or the application thereof to any circumstance, is held by a court of competent jurisdiction
or other authority to be invalid, null, void, or unenforceable, the remainder of the terms, provisions, covenants, and restrictions of
this Amendment shall remain in full force and effect and shall in no way be affected, impaired, or invalidated.
5. Except as expressly
set forth in this Amendment, the Rights Agreement will not otherwise be supplemented or amended by virtue of this Amendment and will
remain in full force and effect and otherwise shall be unaffected by virtue of this Amendment.
6. This Amendment may be
executed in any number of counterparts, and each of such counterparts shall for all purposes be deemed to be an original, and all such
counterparts shall together constitute but one and the same instrument. A signature to this Amendment executed and/or transmitted electronically
shall have the same authority, effect, and enforceability as an original signature.
7. This Amendment shall
be effective as of the date first written above.
8. Upon and after the effectiveness
of this Amendment, each reference in the Rights Agreement to “this Agreement,” “hereunder,” “hereof”
or words of like import referring to the Rights Agreement, and each reference in any other document to “the Rights Agreement,”
“thereunder,” “thereof” or words of like import referring to the Rights Agreement, shall mean and be a reference
to the Rights Agreement as amended hereby.
9. The undersigned officer
of the Company, being duly authorized on behalf of the Company, hereby certifies in his or her capacity as an officer on behalf of the
Company to the Rights Agent that this Amendment is in compliance with the terms of Section 27 of the Rights Agreement.
[Signature
Page Follows]
IN WITNESS WHEREOF,
this Amendment has been duly executed by the Company and the Rights Agent as of the date first written above.
NEUPHORIA
THERAPEUTICS INC.
By:
/s/ Spyridon Papapetropoulos
Name:
Spyridon Papapetropoulos
Title:
Interim CEO
COMPUTERSHARE
TRUST COMPANY, N.A.
By:
/s/ Shirley Nessralla
Name:
Shirley Nessralla
Title:
Senior Vice President
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