Form 8-K
8-K — Rezolute, Inc.
Accession: 0001104659-26-115874
Filed: 2026-10-14
Period: 2026-10-14
CIK: 0001509261
SIC: 2834 (PHARMACEUTICAL PREPARATIONS)
Item: Regulation FD Disclosure
Item: Financial Statements and Exhibits
Documents
8-K — tm2627620d1_8k.htm (Primary)
EX-99.1 — EXHIBIT 99.1 (tm2627620d1_ex99-1.htm)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
October 14, 2026
REZOLUTE, INC.
(Exact Name of Registrant as Specified in Charter)
Nevada
001-39683
27-3440894
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
275 Shoreline Drive, Suite 500, Redwood
City, CA 94065
(Address of Principal Executive Offices,
and Zip Code)
650-206-4507
Registrant’s Telephone Number, Including
Area Code
Not Applicable
(Former
Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
¨
Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.001
per share
RZLT
Nasdaq Capital Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 7.01
Regulation FD Disclosure.
On
October 14, 2026, Rezolute, Inc. (the “Company”) issued a press release to announce an update on patient enrollment
in the Company’s upLIFT study.
The
information in this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed “filed” for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability
of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange
Act, whether made before or after the date hereof, except as expressly set forth by specific reference in such filing to this Current
Report on Form 8-K.
The
release contains forward looking statements. Forward-looking statements, which are based on certain assumptions and describe future plans,
strategies, and expectations of the Company, are generally identified by use of words such as “anticipate,” “believe,”
“estimate,” “expect,” “intend,” “plan,” “project,” “prove,” “potential,”
“seek,” “strive,” “try,” or future or conditional verbs such as “predict,” “could,”
“may,” “likely,” “should,” “will,” “would,” or similar expressions. The Company’s
ability to predict results or the actual results of the Company’s plans or strategies is inherently uncertain. Accordingly, actual
results may differ materially from anticipated results. Readers of the poster are cautioned not to place undue reliance on these forward-looking
statements. Except as required by applicable law or regulation, the Company undertakes no obligation to update these forward-looking
statements to reflect events or circumstances that occur after the date on which such statements were made. Important factors that may
cause such a difference include any other factors discussed in the Company’s filings with the SEC, including the Risk Factors contained
in the Company’s Annual Report on Form 10-K and Quarterly Reports on Form 10-Q, which are available at the SEC’s
website at www.sec.gov.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
99.1
Press Release, dated October 14, 2026
104
Cover Page Interactive Data File (formatted as inline XBRL)
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
REZOLUTE, INC.
DATE: October 14, 2026
By:
/s/ Nevan Charles Elam
Nevan Charles Elam
Chief Executive Officer
EX-99.1 — EXHIBIT 99.1
EX-99.1
Filename: tm2627620d1_ex99-1.htm · Sequence: 2
Exhibit 99.1
Rezolute Announces Completion of Enrollment
in Phase 3 upLIFT Study of Ersodetug in Tumor Hyperinsulinism
Topline results expected mid-December 2026
REDWOOD CITY, Calif., October 14, 2026 – Rezolute, Inc.
(Nasdaq: RZLT) (Rezolute or Company), a late-stage ultra-rare disease company focused on treating refractory hypoglycemia caused by
any form of hyperinsulinism (HI), today announced that the open-label Phase 3 study of ersodetug in tumor HI (upLIFT) is now fully enrolled
and topline data are expected mid-December 2026. The Company plans to continue its expanded access program for purposes of providing
ersodetug on a compassionate use basis to individuals living with serious and refractory hypoglycemia due to tumor HI.
The upLIFT study is a single-arm, open-label, registrational study
in 16 participants with insulinoma or non-islet cell tumors who have uncontrolled hypoglycemia caused by tumor HI. The study’s primary
endpoint is the percent of participants who require intravenous glucose for refractory hypoglycemia that achieve at least a 50 percent
reduction from baseline in glucose infusion rate (GIR) within the 8-week pivotal treatment phase. For statistical significance, the lower
bound of the 95% confidence interval (CI) for the percent responder rate must be ≥30%, equating to a response rate of at least 56%
(95% CI of 30-80%) for 16 participants.
Earlier this year, the Company announced that 7 of the 8 participants
enrolled in the first half of the study met the responder criterion for the study’s primary endpoint. Furthermore, each of these
participants also achieved complete discontinuation of intravenous glucose with the administration of ersodetug. Ersodetug has been well-tolerated
in the study thus far, with no drug-related safety findings reported. The eighth participant in the first half of the study elected to
pursue hospice care at home shortly after enrollment, where they died one week later due to cancer progression. The Company considers
this participant as a non-responder, for purposes of the primary endpoint.
“Completing enrollment in the upLIFT study marks an important
milestone as we advance a potentially transformative treatment option for patients living with tumor hyperinsulinism,” said Dr. Brian
Roberts, Chief Medical Officer at Rezolute. “Now that we have a path forward for congenital hyperinsulinism, we look forward to
announcing topline data from upLIFT and to the extent the study outcomes are favorable, the potential to advance both indications in 2027.
We are deeply grateful to the patients, families, investigators and advocacy groups whose dedication and partnership have enabled us to
reach this point.”
About upLIFT
The upLIFT Phase 3 registrational study is a single-arm, open-label,
pivotal trial in approximately 16 participants with insulinoma or non-islet cell tumors who have uncontrolled hypoglycemia caused by tumor
hyperinsulinism (HI). Eligible participants requiring continuous intravenous (IV) glucose will receive ersodetug 9 mg/kg per week
for 8 weeks, as an add-on to standard of care. Following this 8-week pivotal treatment period, all participants may receive ersodetug
in long-term extension. The primary endpoint is the proportion of participants able to achieve at least a 50 percent reduction from baseline
in IV glucose requirements (glucose infusion rate; GIR). Additional endpoints include the number of participants achieving discontinuation
of GIR and time to discontinuation, time to discharge from the hospital, extent of hypoglycemia events and hypoglycemia time in the outpatient
setting by self-monitored blood glucose and continuous glucose monitor, respectively, and patient reported quality of life.
About Tumor Hyperinsulinism
Tumor hyperinsulinism (HI) is a rare disease that may be caused by
two distinct types of tumors: islet cell tumors (ICTs) and non-islet cell tumors (NICTs), both of which lead to hypoglycemia because of
over-activation of the insulin receptor. Insulinomas are the most common type of ICT and cause hypoglycemia by stimulating the overproduction
of insulin. A variety of different NICTs, including hepatocellular carcinoma and soft tissue malignancies (e.g. sarcomas), can cause hypoglycemia
by producing and secreting insulin-like paraneoplastic substances, such as variants of IGF-2, that bind to and activate the insulin receptor.
With high morbidity and mortality rates within tumor HI, there remains a significant unmet need for new therapies directed at hypoglycemia
treatment. Ersodetug has shown real-world benefit in patients with insulinoma and NICTs.
About Ersodetug
Ersodetug is a fully human monoclonal antibody that binds allosterically
to the insulin receptor to decrease receptor over-activation by insulin and related substances (such as IGF-2) in the setting of hyperinsulinism
(HI), thereby improving hypoglycemia. Because ersodetug acts downstream from pancreatic insulin or paraneoplastic IGF-2 secretion and
from entero-incretin pathways, it has the potential to be universally effective at treating refractory hypoglycemia due to any form of
HI, including congenital HI, tumor HI (insulinoma, non-islet cell tumors) and bariatric/non-bariatric gastrointestinal surgery hypoglycemia.
Ersodetug for the treatment of HI is investigational. Statements about safety and efficacy have not been approved by any health authority.
About Rezolute, Inc.
Rezolute is a late-stage ultra-rare disease company focused on
treating refractory hypoglycemia caused by any form of hyperinsulinism (HI). The Company’s antibody therapy, ersodetug,
has been studied in clinical trials and used in real-world cases for the treatment of refractory hypoglycemia due to a
variety of causes of HI. For more information, visit www.rezolutebio.com.
Forward-Looking Statements
This release, like many written and oral communications presented by
Rezolute and our authorized officers, may contain certain forward-looking statements regarding our prospective performance
and strategies within the meaning of Section 27A of the Securities Act and Section 21E of the Securities Exchange Act of 1934,
as amended. We intend such forward-looking statements to be covered by the safe harbor provisions for forward-looking statements contained
in the Private Securities Litigation Reform Act of 1995 and are including this statement for purposes of said safe harbor provisions.
Forward-looking statements, which are based on certain assumptions and describe future plans, strategies, and expectations of Rezolute,
are generally identified by use of words such as "anticipate," "believe," "estimate," "expect,"
"intend," "plan," "project," "seek," "strive," "try," or future or conditional
verbs such as "could," "may," "should," "will," "would," or similar expressions. These
forward-looking statements include, but are not limited to, the potential efficacy of ersodetug in treating hypoglycemia as well as our
ability to announce upLIFT topline results this year. Further, even if the upLIFT study results meet the specified endpoint and the study
is a success, there can be no assurance that regulatory authorities will ever approve ersodetug for the treatment of tumor or congenital
hyperinsulinism. Our ability to predict results or our plans or strategies is inherently uncertain. Actual results may differ materially
from anticipated results. Readers are cautioned not to place undue reliance on these forward-looking statements, which speak
only as of the date of this release. Except as required by applicable law or regulation, Rezolute undertakes no obligation to update these
forward-looking statements to reflect events or circumstances that occur after the date on which such statements were made. Important
factors that may cause such a difference include any other factors discussed in our filings with the SEC, including the Risk Factors contained
in Rezolute’s Annual Report on Form 10-K and Quarterly Reports on Form 10-Q, which are available at the U.S.
Securities and Exchange Commission’s website at www.sec.gov. You are urged to consider these factors carefully in evaluating
the forward-looking statements in this release and are cautioned not to place undue reliance on such forward-looking statements, which
are qualified in their entirety by this cautionary statement.
Contacts:
Christen Baglaneas
Rezolute, Inc.
1411 Broadway, 16th Floor
New York, NY 10018
cbaglaneas@rezolutebio.com
508-272-6717
Carrie McKim
Rezolute, Inc.
1411 Broadway, 16th Floor
New York, NY 10018
cmckim@rezolutebio.com
336-608-9706
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