Form 8-K
8-K — HeartCore Enterprises, Inc.
Accession: 0001493152-26-013198
Filed: 2026-03-27
Period: 2026-03-24
CIK: 0001892322
SIC: 7374 (SERVICES-COMPUTER PROCESSING & DATA PREPARATION)
Item: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item: Financial Statements and Exhibits
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported) March 24, 2026
HEARTCORE
ENTERPRISES, INC.
(Exact
name of registrant as specified in its charter)
Delaware
001-41272
87-0913420
(State
or other jurisdiction
of
incorporation)
(Commission
File
Number)
(IRS
Employer
Identification
No.)
14F,
Shibuya Sakura Stage Central Building,
1-2
Sakuragaoka-cho,
Shibuya-ku,
Tokyo, Japan
150-0031
(Address
of principal executive offices)
(Zip
Code)
Registrant’s
telephone number, including area code +81-3-6899-7114
N/A
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
Trading
Symbol(s)
Name
of each exchange on which registered
Common
Stock
HTCR
Nasdaq
Capital Market
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On
March 24, 2026, the Board of Directors (the “Board”) of HeartCore Enterprises, Inc. (the “Company”) adopted an
amendment (the “Amendment”) to the Company’s bylaws (the “Bylaws”).
Prior
to adoption of the Amendment, the second sentence of Section 7.4 of the Bylaws provided that “[i]f any action is brought by any
party against another party, relating to or arising out of [the] Bylaws, or the enforcement hereof, the prevailing party shall be entitled
to recover from the other party reasonable attorneys’ fees, costs and expenses incurred in connection with the prosecution or defense
of such action”, and Section 7.5 of the Bylaws provided (and continues to provide following adoption of the Amendment) that “[a]ll
powers, duties and responsibilities provided for in [the] Bylaws, whether or not explicitly so qualified, are qualified by the provisions
of the [Company’s certificate of incorporation] and applicable law.”
The
Amendment had the effect of amending and restating the second sentence of Section 7.4 of the Bylaws to read as follows: “If any
action is brought by any party against another party, relating to or arising out of these Bylaws, or the enforcement hereof, the prevailing
party shall be entitled to recover from the other party reasonable attorneys’ fees, costs and expenses incurred in connection with
the prosecution or defense of such action, provided that the provisions of this sentence shall not apply with respect to “internal
corporate claims” as defined in Section 115 of the DGCL or in connection with any other claim that a stockholder, acting in its
capacity as a stockholder or in the right of the Corporation, has brought in an action, suit or proceeding.”
The
Amendment was intended to clarify that, consistent with Section 7.5 of the Bylaws and the provisions of the Delaware General Corporation
Law, including Section 109(b) thereof, the Bylaws do not contain any provision that would impose liability on a stockholder for the attorneys’
fees or expenses of the Company or any other party in connection with an internal corporate claim, or in connection with any other claim
that a stockholder, acting in its capacity as a stockholder or in the right of the Company, has brought in an action, suit or proceeding.
The
foregoing description of the Amendment is subject to, and qualified in its entirety by, the Amendment, a copy of which is filed as Exhibit
3.1 to this Current Report on Form 8-K and incorporated herein by reference.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits.
Exhibit
No.
Description
3.1
Amendment to Bylaws of the registrant, dated March 24, 2026.
104
Cover
Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
Date:
March 27, 2026
HEARTCORE
ENTERPRISES, INC.
By:
/s/
Sumitaka Yamamoto
Sumitaka
Yamamoto
Chief
Executive Officer
EX-3.1
EX-3.1
Filename: ex3-1.htm · Sequence: 2
Exhibit
3.1
Amendment
to Bylaws
Of
HeartCore
Enterprises, Inc.
a
Delaware corporation
Adopted
March 24, 2026
The
Bylaws of HeartCore Enterprises, Inc. (the “Corporation”) are hereby amended as follows:
The
second sentence of Section 7.4 of the Bylaws is hereby amended and restated in its entirety to provide as follows:
If
any action is brought by any party against another party, relating to or arising out of these Bylaws, or the enforcement hereof, the
prevailing party shall be entitled to recover from the other party reasonable attorneys’ fees, costs and expenses incurred in connection
with the prosecution or defense of such action, provided that the provisions of this sentence shall not apply with respect to “internal
corporate claims” as defined in Section 115 of the DGCL or in connection with any other claim that a stockholder, acting in its
capacity as a stockholder or in the right of the Corporation, has brought in an action, suit or proceeding.
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