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Form 8-K

sec.gov

8-K — MEDALLION FINANCIAL CORP

Accession: 0001193125-26-269326

Filed: 2026-06-12

Period: 2026-06-09

CIK: 0001000209

SIC: 6199 (FINANCE SERVICES)

Item: Submission of Matters to a Vote of Security Holders

Documents

8-K — d112031d8k.htm (Primary)

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8-K

8-K (Primary)

Filename: d112031d8k.htm · Sequence: 1

8-K

MEDALLION FINANCIAL CORP false 0001000209 0001000209 2026-06-09 2026-06-09

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 9, 2026

MEDALLION FINANCIAL CORP.

(Exact name of registrant as specified in its charter)

Delaware

(State or other jurisdiction of incorporation)

001-37747

(Commission File Number)

04-3291176

(IRS Employer Identification No.)

437 Madison Avenue, 38th Floor

New York, New York 10022

(Address of Principal Executive Offices) (Zip Code)

(212) 328-2100

(Registrant’s Telephone Number, Including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading

Symbol(s)

Name of each exchange

on which registered

Common Stock, par value $0.01 per share

MFIN

NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07

Submission of Matters to a Vote of Security Holders.

On June 9, 2026, Medallion Financial Corp. (the “Company”) held its 2026 annual meeting of shareholders (the “Annual Meeting”). As of April 13, 2026, the record date for the determination of shareholders entitled to vote at the Annual Meeting (the “Record Date”), there were 23,864,438 shares of common stock outstanding and entitled to notice of and to vote at the Annual Meeting. 17,419,949 shares of common stock, or 73.0% of the common stock outstanding on the Record Date, were present in person or represented by proxy at the Annual Meeting, constituting a quorum.

Set forth below are (i) the matters voted upon at the Annual Meeting, which are more fully described in the Company’s proxy statement filed with the U.S. Securities and Exchange Commission on April 30, 2026, and (ii) the final certified results of the voting reported by First Coast Results, Inc., the independent Inspector of Election for the Annual Meeting.

Proposal 1 – Election of Class III Directors

Shareholders elected each of the Company’s nominees to serve as Class III Directors, each for a term expiring at the 2029 Annual Meeting of Shareholders of the Company, and for the third consecutive annual meeting of shareholders with respect to which BIMIZCI Fund LLC (the “Dissident”) submitted notice of director nominations, did not elect any of the Dissident’s nominees, by the following votes:

VOTES FOR

VOTES WITHHELD

COMPANY NOMINEES

John Everets

14,905,644

2,476,122

Cynthia A. Hallenbeck

13,199,033

4,182,873

Alvin Murstein

12,785,454

4,596,312

DISSIDENT NOMINEES

Eric Kelly

3,384,358

13,997,407

John Kiernan

4,711,028

12,670,737

Timothy Shanahan

2,038,133

15,343,773

Proposal 2 – Appointment of Independent Registered Public Accounting Firm

The Company’s stockholders ratified the appointment of Plante & Moran, PLLC as the Company’s independent registered public accounting firm for the year ending December 31, 2026 by the following votes:

VOTES FOR

VOTES AGAINST

VOTES ABSTAINED

16,425,384

742,483

252,082

Proposal 3 – Non-Binding Advisory Vote to Approve Named Executive Officer Compensation

The Company’s stockholders approved a non-binding advisory resolution to approve the 2025 compensation of the Company’s named executive officers, as described in the Company’s proxy statement, by the following votes:

VOTES FOR

VOTES AGAINST

VOTES ABSTAINED

14,202,106

2,854,013

363,830

No other matters were properly presented for consideration or shareholder action at the Annual Meeting.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

MEDALLION FINANCIAL CORP.

Dated: June 12, 2026

By:

/s/ Anthony N. Cutrone

Name:

Anthony N. Cutrone

Title:

Chief Financial Officer

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