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Form 8-K

sec.gov

8-K — Streamex Corp.

Accession: 0001493152-26-013084

Filed: 2026-03-27

Period: 2026-03-26

CIK: 0001530766

SIC: 3845 (ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS)

Item: Entry into a Material Definitive Agreement

Item: Other Events

Item: Financial Statements and Exhibits

Documents

8-K — form8-k.htm (Primary)

EX-10.1 (ex10-1.htm)

EX-99.1 (ex99-1.htm)

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UNITED

STATES

SECURITIES

AND EXCHANGE COMMISSION

Washington,

D.C. 20549

FORM

8-K

CURRENT

REPORT

Pursuant

to Section 13 or 15(d) of the Securities Exchange Act of 1934

March

26, 2026

Date

of Report (Date of earliest event reported)

STREAMEX

CORP.

(Exact

name of registrant as specified in its charter)

Delaware

001-38659

26-4333375

(State

(Commission

(I.R.S.

Employer

of

incorporation)

File

Number)

Identification

Number)

2431

Aloma Avenue, Suite 243

Winter

Park, Florida 32792

(Address

of principal executive offices) (Zip code)

(203)

409-5444

(Registrant’s

telephone number, including area code)

Check

the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under

any of the following provisions:

Written

communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting

material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement

communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement

communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities

registered pursuant to Section 12(b) of the Act:

Title

of each class

Trading

symbol(s)

Name

of each exchange on which registered

Common

Stock, par value $0.001 per share

STEX

The

NASDAQ Stock Market LLC

Indicate

by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405

of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging

growth company ☐

If

an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying

with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item

1.01 Entry into a Material Definitive Agreement.

On

March 26, 2026, Henry McPhie, Chief Executive Officer, and Morgan Lekstrom, Executive Chairman (each, an “Insider”), of Streamex

Corp. (the “Company”) each entered into a Lock-Up Agreement (each, a “Lock-Up Agreement”) with the Company.

Pursuant

to the terms of each Lock-Up Agreement, each Insider has agreed that, for a period of one (1) year from the date of the Lock-Up Agreement

(the “Restriction Period”), such Insider will not, directly or indirectly, offer, sell, contract to sell, hypothecate, pledge,

or otherwise dispose of any shares of the Company’s common stock, par value $0.001 per share (“Common Stock”), or securities

convertible, exchangeable, or exercisable into shares of Common Stock, beneficially owned, held, or hereafter acquired by such Insider.

The Lock-Up Agreements permit certain limited exceptions to the transfer restrictions, including bona fide gifts, transfers to immediate

family members or related trusts and entities, transfers by operation of law, and transfers of shares purchased in open market transactions

after the date of the Lock-Up Agreement, in each case subject to certain conditions as set forth therein.

The

foregoing description of the Lock-Up Agreements does not purport to be complete and is qualified in its entirety by reference to the

full text of the form of Lock-Up Agreement, a copy of which is filed as Exhibit 10.1 hereto and is incorporated herein by reference

Item

8.01 Other Events.

On

March 27, 2026, the Company issued a press release to clarify and formally refute a series of third-party posts which referenced the

purported expiration of certain lock-up agreements and to announce the Lock-Up Agreements.

A

copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.

Item

9.01 Financial Statements and Exhibits.

(d)

Exhibits

Exhibit

Number

Description

10.1

Form of Lock-Up Agreement, dated March 26, 2026.

99.1

Press Release, dated March 27, 2026

104

Cover

Page Interactive Data File (formatted as Inline XBRL)

SIGNATURES

Pursuant

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned hereunto duly authorized.

Date:

March 27, 2026

By:

/s/

Karl Henry McPhie

Name:

Karl

Henry McPhie

Title:

Chief

Executive Officer

EX-10.1

EX-10.1

Filename: ex10-1.htm · Sequence: 2

Exhibit

10.1

LOCK-UP

AGREEMENT

March

26, 2026

Ladies

and Gentlemen:

The

undersigned irrevocably agrees with Streamex Corp. (the “Company”) that, from the date hereof until the date that is the

one (1) year anniversary of the date hereof (such period, the “Restriction Period”) the undersigned will not offer,

sell, contract to sell, hypothecate, pledge or otherwise dispose of (or enter into any transaction which is designed to, or might reasonably

be expected to, result in the disposition (whether by actual disposition or effective economic disposition due to cash settlement or

otherwise) by the undersigned or any Affiliate of the undersigned or any person in privity with the undersigned or any Affiliate of the

undersigned), directly or indirectly, or establish or increase a put equivalent position or liquidate or decrease a call equivalent position

within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), with respect

to, any shares of common stock, par value $0.001 per share (“Common Stock”), of the Company or securities convertible,

exchangeable or exercisable into, shares of Common Stock of the Company beneficially owned, held or hereafter acquired by the undersigned

(the “Securities”). Beneficial ownership shall be calculated in accordance with Section 13(d) of the Exchange Act.

For purposes hereof, “Affiliate” means with respect to any person, any other person that directly or indirectly controls,

is controlled by, or is under common control with, such person (it being understood for purposes hereof that “control” of

a person means the power directly or indirectly either to vote 10% or more of the stock having ordinary voting power for the election

of directors of such person or direct or cause the direction of the management and policies of such person whether by contract or otherwise)

Notwithstanding

the foregoing, and subject to the conditions below, the undersigned may transfer the Securities provided that (1) the Company receives

a signed lock-up letter agreement (in the form of this Letter Agreement) for the balance of the Restriction Period from each donee, trustee,

distributee, or transferee, as the case may be, prior to such transfer, (2) any such transfer shall not involve a disposition for value,

(3) such transfer is not required to be reported with the Securities and Exchange Commission in accordance with the Exchange Act and

no report of such transfer shall be made voluntarily, and (4) neither the undersigned nor any donee, trustee, distributee or transferee,

as the case may be, otherwise voluntarily effects any public filing or report regarding such transfers, with respect to transfer:

i)

as

a bona fide gift or gifts;

ii)

to

any immediate family member or to any trust for the direct or indirect benefit of the undersigned or the immediate family of the

undersigned (for purposes of this Letter Agreement, “immediate family” shall mean any relationship by blood, marriage

or adoption, not more remote than first cousin);

iii)

to

any corporation, partnership, limited liability company, or other business entity all of the equity holders of which consist of the

undersigned and/or the immediate family of the undersigned;

iv)

if

the undersigned is a corporation, partnership, limited liability company, trust or other business entity (a) to another corporation,

partnership, limited liability company, trust or other business entity that is an Affiliate of the undersigned or (b) in the form

of a distribution to limited partners, limited liability company members or stockholders of the undersigned;

v)

if

the undersigned is a trust, to the beneficiary of such trust;

vi)

by

will, other testamentary document or intestate succession to the legal representative, heir, beneficiary or a member of the immediate

family of the undersigned; or

vii)

of

securities purchased in open market transactions after the date hereof.

In

addition, notwithstanding the foregoing, this Letter Agreement shall not restrict the delivery of shares of Common Stock to the undersigned

upon (i) the exercise of any options granted under any employee benefit plan of the Company; provided that any shares of Common Stock

or Securities acquired in connection with any such exercise will be subject to the restrictions set forth in this Letter Agreement, or

(ii) the exercise of warrants; provided that such shares of Common Stock delivered to the undersigned in connection with such exercise

are subject to the restrictions set forth in this Letter Agreement.

Furthermore,

the undersigned may enter into any new plan established in compliance with Rule 10b5-1 of the Exchange Act; provided that (i) such plan

may only be established if no public announcement or filing with the Securities and Exchange Commission, or other applicable regulatory

authority, is made in connection with the establishment of such plan during the Restriction Period and (ii) no sale of shares of Common

Stock are made pursuant to such plan during the Restriction Period.

The

undersigned hereby represents that the undersigned has the power and authority to execute, deliver and perform this Letter Agreement,

that the undersigned has received adequate consideration therefor and the undersigned will indirectly benefit from the matters contemplated

by this Letter Agreement.

This

Letter Agreement may not be amended or otherwise modified in any respect without the written consent of each of the Company and the undersigned.

This Letter Agreement shall be construed and enforced in accordance with the laws of the State of New York without regard to the principles

of conflict of laws. The undersigned hereby irrevocably submits to the exclusive jurisdiction of the United States District Court sitting

in the Southern District of New York and the courts of the State of New York located in Manhattan, for the purposes of any suit, action

or proceeding arising out of or relating to this Letter Agreement, and hereby waives, and agrees not to assert in any such suit, action

or proceeding, any claim that (i) it is not personally subject to the jurisdiction of such court, (ii) the suit, action or proceeding

is brought in an inconvenient forum, or (iii) the venue of the suit, action or proceeding is improper. The undersigned hereby irrevocably

waives personal service of process and consents to process being served in any such suit, action or proceeding by receiving a copy thereof

sent to the Company at the address in effect for notices to it on the signature page attached hereto and agrees that such service shall

constitute good and sufficient service of process and notice thereof. The undersigned hereby waives any right to a trial by jury. Nothing

contained herein shall be deemed to limit in any way any right to serve process in any manner permitted by law.

This

Letter Agreement shall be binding on successors and assigns of the undersigned with respect to the Securities and any such successor

or assign shall enter into a similar agreement for the benefit of the Company. This Letter Agreement is intended for the benefit of the

parties hereto and their respective successors and permitted assigns and is not for the benefit of, nor may any provision hereof be enforced

by, any other person.

***

SIGNATURE PAGE FOLLOWS***

2

This

Letter Agreement may be executed in two or more counterparts, all of which when taken together may be considered one and the same agreement.

Name:

Title:

Address

for Notice:

By

signing below, the Company agrees to enforce the restrictions on transfer set forth in this Letter Agreement.

STREAMEX

CORP.

By:

Name:

Title:

3

EX-99.1

EX-99.1

Filename: ex99-1.htm · Sequence: 3

Exhibit

99.1

Streamex

Corp. Clarifies and Refutes Inaccurate Claims Regarding Lock-Up Agreements; Co-Founders Morgan Lekstrom & Henry McPhie Enter into

Voluntary 1 Year Lock-Up Agreements

Winter

Park, FL – March 27, 2026 – Streamex Corp. (“Streamex” or the “Company”) (NASDAQ: STEX) today

issued a statement to clarify and formally refute a series of third-party posts attributed to S&P Capital IQ and displayed on MarketScreener

on March 23, 2026, which referenced the purported expiration on March 24, 2026 of certain lock-up agreements.

The

Company has determined that the information contained in these posts is materially inaccurate and misleading. Specifically, the referenced

aggregate total of 89,833,535 shares of common stock allegedly subject to lock-up agreements and held by executive officers, directors,

and certain other security holders in connection with the January 26, 2026 financing is incorrect. The Company confirms that none of

its executive officers, directors, or other referenced security holders held warrants, options, preferred stock, or other securities

subject to such lock-up agreements as described in the posts.

For

clarity, certain directors and officers of the Company entered into customary 60-day lock-up agreements on January 22, 2026 in connection

with the January 26, 2026 financing. The total number of shares subject to these lock-ups was 42,887,599 shares, consisting of 21,014,450

shares held by Co-Founder and Chief Executive Officer Henry McPhie and 20,707,421 shares held by Co-Founder and Executive Chairman Morgan

Lekstrom. None of the individuals subject to these agreements held options, warrants, or Series C convertible preferred stock; accordingly,

no such securities were subject to the lock-up agreements.

The

January 26, 2026 financing was conducted as a confidentially marketed public offering. All shares issued in connection with this offering

were freely tradable upon closing and were not subject to any lock-up restrictions.

Furthermore,

on March 26, 2026, Morgan Lekstrom and Henry McPhie, as co-founders and the Company’s largest shareholders, voluntarily entered

into new lock-up agreements (the “Lock-Up Parties”). Pursuant to these agreements, the Lock-Up Parties have agreed not to

sell, transfer, or otherwise dispose of any shares of common stock of the Company, or securities convertible into, exchangeable for,

or exercisable for common stock, for a period of one year from the date of the agreement without the prior written consent of the Company.

“Misinformation

contained in recent third-party publications is false, and the Company refutes these statements,” said Morgan Lekstrom and Henry

McPhie in a joint statement. “We believe the Company is well positioned, supported by significant capital on its balance sheet

and the ongoing successful launch of GLDY with many near term catalysts expected in the pipeline. As co-founders and the Company’s

largest shareholders, we are fully aligned with Streamex’s long-term vision and strategy. Our decision to enter into voluntary

one-year lock-up agreements reflects our continued commitment to the Company and its shareholders.”

About

Streamex Corp.

Streamex

Corp. (NASDAQ: STEX) is a technology and infrastructure company focused on the tokenization and digitalization of commodity real-world

assets. Streamex delivers institutional-grade solutions that bridge traditional finance and blockchain-enabled markets through secure,

regulated, and yield-bearing financial instruments.

For

more information, visit www.streamex.com.

Forward-Looking

Statements

This

press release contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including

statements regarding Streamex’s business strategy, future growth, product development, and liquidity initiatives. These statements

are based on current expectations and assumptions that are subject to risks and uncertainties, many of which are beyond Streamex’s

control, and actual results may differ materially. Factors that could cause such differences include, among others, market conditions,

regulatory developments, and macroeconomic factors affecting digital asset markets. A discussion of these and other factors, including

risks and uncertainties with respect to Streamex, is set forth in Streamex’s filings with the Securities and Exchange Commission,

including its most recent Annual Report on Form 10-K, as may be supplemented or updated by Streamex’s Quarterly Reports on Form

10-Q and Current Reports on Form 8-K, as well as discussions of potential risks, uncertainties, and other important factors included

in other filings by Streamex from time to time. Streamex undertakes no obligation to update or revise any forward-looking statements

except as required by applicable law.

Contacts

Streamex

Press & Investor Relations

Adele

Carey – Alliance Advisors Investor Relations

IR@streamex.com | acarey@allianceadvisors.com

Henry

McPhie

Chief

Executive Officer, Streamex Corp.

www.streamex.com | X.com/streamex

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