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Form 8-K

sec.gov

8-K — Great Elm Capital Corp.

Accession: 0000950103-26-006233

Filed: 2026-04-27

Period: 2026-04-27

CIK: 0001675033

Item: Other Events

Item: Financial Statements and Exhibits

Documents

8-K — dp245722_8k.htm (Primary)

EX-99.1 — EXHIBIT 99.1 (dp245722_ex9901.htm)

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities

Exchange Act of 1934

Date of Report (Date of earliest event reported):

April 27, 2026

Great Elm Capital

Corp.

(Exact name of Registrant as Specified in Its

Charter)

Maryland

814-01211

81-2621577

(State or

Other Jurisdiction

of Incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

3801 PGA Boulevard, Suite 603,

Palm Beach Gardens, FL

33410

(Address of Principal Executive Offices)

(Zip Code)

Registrant’s Telephone Number, Including

Area Code: (617) 375-3006

Check the appropriate box below if

the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities

Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange

Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under

the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under

the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of

each class

Trading

Symbol(s)

Name of

each exchange on which registered

Common stock, $0.01 par value

GECC

Nasdaq Global Market

5.875% Notes due 2026

GECCO

Nasdaq Global Market

8.50% Notes due 2029

GECCI

Nasdaq Global Market

8.125% Notes due 2029

GECCH

Nasdaq Global Market

7.75% Notes due 2030

GECCG

Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth

company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange

Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant

has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant

to Section 13(a) of the Exchange Act. ☐

Item 8.01 Other Events

On April 27, 2026, Great Elm Capital Corp. (the “Company”)

caused a notice (the “Notice”) to be issued to the holders of its 5.875% Notes due 2026 (CUSIP No. 390320 604; NASDAQ: GECCO)

(the “Notes”) regarding the Company’s exercise of its option to redeem, in whole, the issued and outstanding Notes on

May 27, 2026 (the “Redemption Date”), pursuant to Section 1104 of the Indenture, dated as of September 18, 2017, by and between

the Company and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC), as trustee (the “Trustee”),

and Section 1.01(h) of the Fourth Supplemental Indenture, dated as of June 23, 2021, by and between the Company and the Trustee. Pursuant

to the Notice, the Notes will be redeemed at 100% of their principal amount, plus accrued and unpaid interest thereon, if any, through,

but excluding, the Redemption Date. A copy of the Notice is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated

herein by reference.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

The following exhibits are furnished with this report but shall not

be deemed filed:

Exhibit

Number

Description

99.1

Notice of Redemption to Holders of 5.875% Notes due 2026.

104

The cover page of this Current Report on Form 8-K, formatted as inline XBRL.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934,

the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

GREAT ELM CAPITAL CORP.

Date: April 27, 2026

By:

/s/ Keri A. Davis

Name:

Keri A. Davis

Title:

Chief Financial Officer

EX-99.1 — EXHIBIT 99.1

EX-99.1

Filename: dp245722_ex9901.htm · Sequence: 2

Exhibit 99.1

NOTICE OF REDEMPTION TO THE HOLDERS OF THE

5.875% Notes due 2026

of Great Elm Capital Corp.

(CUSIP No. 390320 604)*

Redemption Date: May 27, 2026

NOTICE IS HEREBY GIVEN, pursuant to Section 1104 of the Indenture,

dated as of September 18, 2017 (the “Base Indenture”), by and between Great Elm Capital Corp., a Maryland corporation

(the “Company”), and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC) (the “Trustee”),

and Section 1.01(h) of the Fourth Supplemental Indenture, dated as of June 23, 2021 (the “Fourth Supplemental Indenture”

and, together with the Base Indenture, the “Indenture”), that the Company is electing to exercise its option to redeem,

in whole, the 5.875% Notes due 2026 (the “Notes”). Capitalized terms used but not defined herein shall have the meaning

ascribed to them in the Indenture.

The Company will redeem all of the issued and outstanding Notes on

May 27, 2026 (the “Redemption Date”). The redemption price for the Notes equals 100% of the principal amount

per Note being redeemed, or $25.00 per Note, plus the accrued and unpaid interest thereon, if any, through, but excluding, the Redemption

Date (the “Redemption Price”). The accrued interest per Note being redeemed that is payable on the Redemption Date

will be $0.228472.

On the Redemption Date, the Redemption Price will become due and payable

to the Holders of the Notes. Interest on the Notes being redeemed will cease to accrue on and after the Redemption Date. Unless the Company

defaults in paying the Redemption Price with respect to such Notes, the only remaining right of the Holders with respect to such Notes

will be to receive payment of the Redemption Price upon presentation and surrender of such Notes to the Trustee in its capacity as Paying

Agent.

Notes held in book-entry form will be redeemed and the Redemption Price

with respect to such Notes will be paid in accordance with the applicable procedures of The Depository Trust Company.

Payment of the Redemption Price to the Holders will be made upon presentation

and surrender of the Notes in the following manner:

If by Mail, Hand or Overnight Mail:

Equiniti Trust Company, LLC

1110 Centre Pointe Curve, Suite # 101, Mendota Heights, MN 55120

Onbase – Reorganization Dept.

Questions relating to this notice of redemption should be directed

to Equiniti Trust Company, LLC via telephone at 1–800-937-5449.

No representation is made as to the correctness or accuracy of the

CUSIP numbers listed in this notice or printed on the Notes.

Under U.S. federal income tax law, the Trustee or other withholding

agent may be required to withhold twenty-four percent (24%) of any gross payment to a holder who fails to provide a taxpayer identification

number and other required certifications. To avoid backup withholding, please complete a Form W-9 or an appropriate Form W-8, as applicable,

which should be furnished in connection with the presentment and surrender of the Notes called for redemption. Any amounts withheld under

the backup withholding rules will be allowed as a refund or a credit against a holder’s U.S. federal income tax liability provided

the required information is furnished to the Internal Revenue Service. Holders should consult their tax advisors regarding the withholding

and other tax consequences of the redemption.

Date: April 27, 2026

Great

Elm Capital Corp.

By: Equiniti Trust Company, LLC, as Trustee and Paying

Agent

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5.875% Notes due 2026

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