Form 8-K
8-K — ArriVent BioPharma, Inc.
Accession: 0001104659-26-058706
Filed: 2026-05-11
Period: 2026-05-11
CIK: 0001868279
SIC: 2834 (PHARMACEUTICAL PREPARATIONS)
Item: Other Events
Item: Financial Statements and Exhibits
Documents
8-K — tm2614177d1_8k.htm (Primary)
EX-5.1 — EXHIBIT 5.1 (tm2614177d1_ex5-1.htm)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 11, 2026
ARRIVENT BIOPHARMA, INC.
(Exact name of registrant as specified in its
charter)
Delaware
001-41929
86-3336099
(State
or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS
Employer
Identification No.)
18 Campus Boulevard, Suite 100
Newtown Square, PA
19073
(Address
of principal executive offices)
(zip
code)
Registrant’s telephone number, including
area code: (628) 277-4836
N/A
(Former name or former
address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title
of each class
Trading
Symbol(s)
Name of each exchange
on which registered
Common Stock,
$0.0001 par value per share
AVBP
The
Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange
Act of 1934 (17 CFR §240.12b-2).
Emerging Growth Company x
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 8.01 Other Events.
On May 11, 2026, ArriVent BioPharma, Inc. (the “Company”)
filed with the Securities and Exchange Commission (the “SEC”) a prospectus supplement (the “Prospectus Supplement”),
dated May 11, 2026, with respect to the Company’s existing “at the market offering” program (the “ATM Program”).
Pursuant to the Prospectus Supplement, the Company may offer and sell shares of its common stock having an aggregate offering price of
up to $250,000,000, from time to time, through Jefferies LLC as sales agent, pursuant to the Open Market Sale AgreementSM,
dated as of February 3, 2025, by and between the Company and Jefferies LLC (the “Sales Agreement”). The Prospectus Supplement
was filed pursuant to the automatic shelf registration statement on Form S-3ASR (File No. 333-284661) previously filed with
the SEC on February 3, 2025, which became effective upon the filing thereof.
A copy of the Sales Agreement is filed as Exhibit 1.1 to this
Current Report on Form 8-K and is incorporated herein by reference.
In connection with the filing of the Prospectus Supplement, the Company
is filing as Exhibit 5.1 hereto the opinion of its counsel, Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Number
Description
1.1
Open Market Sale AgreementSM, dated February 3, 2025, by and between ArriVent BioPharma, Inc. and Jefferies LLC (incorporated by reference to Exhibit 1.2 to the Registration Statement on Form S-3ASR (File No. 333-284661) filed with the Securities and Exchange Commission on February 3, 2025).
5.1*
Opinion of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
23.1*
Consent of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. (included in Exhibit 5.1).
104*
Cover Page Interactive Data File (embedded within the Inline XBRL document).
*
Filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ARRIVENT BIOPHARMA, INC.
By:
/s/ Winston Kung
Winston Kung
Chief Financial Officer and Treasurer
Date: May 11, 2026
EX-5.1 — EXHIBIT 5.1
EX-5.1
Filename: tm2614177d1_ex5-1.htm · Sequence: 2
Exhibit 5.1
One Financial Center
Boston, MA
617-542-6000
www.mintz.com
May 11,
2026
ArriVent BioPharma, Inc.
18 Campus Boulevard, Suite 100
Newtown Square, PA 19073
Ladies and Gentlemen:
We
have acted as counsel to ArriVent BioPharma, Inc., a Delaware corporation (the “Company”), with respect
to certain matters in connection with the Automatic Shelf Registration Statement on Form S-3ASR (File No. 333-284661) (the
“Registration Statement”), filed with the Securities and Exchange Commission (the “Commission”)
under the Securities Act of 1933, as amended (the “Act”), the related prospectus dated February 3, 2025
included within the Registration Statement (the “Base Prospectus”) and the prospectus supplement dated May 11,
2026, relating to the issue and sale of up to $250,000,000 of shares of the Company’s common stock, par value $0.0001 per share
(the “Shares”), each filed with the Commission pursuant to Rule 424(b) promulgated under the Act
(together with the Base Prospectus, the “Prospectus”). The Shares are to be sold by the Company in accordance
with that certain Sales Agreement, dated February 3, 2025, between the Company and Jefferies LLC (the “Sales Agreement”),
as described in the Prospectus.
In
connection with this opinion, we have examined the Company’s Amended and Restated Certificate of Incorporation and Amended and
Restated Bylaws, both as currently in effect, such other records of the corporate proceedings of the Company, and certificates of the
Company’s officers as we have deemed relevant, as well as the Registration Statement and the exhibits thereto and the Prospectus.
In
our examination, we have assumed the genuineness of all signatures, the legal capacity of natural persons, the authenticity of all documents
submitted to us as originals, the conformity to original documents of all documents submitted to us as certified, photostatic or facsimile
copies and the authenticity of the originals of such copies.
Based
upon the foregoing, and subject to the limitations set forth below, we are of the opinion that the Shares, when issued by the Company
out of the Company’s duly authorized common stock and issued and delivered by the Company against payment therefor as contemplated
by the Sales Agreement, on terms approved by the Board of Directors of the Company, or a duly authorized committee thereof, will be duly
and validly issued, fully paid and nonassessable.
Our
opinion is limited to the General Corporation Law of the State of Delaware, and we express no opinion with respect to the laws of any
other jurisdiction. No opinion is expressed herein with respect to the qualification of the Shares under the securities or blue sky laws
of any state or any foreign jurisdiction.
We
have relied as to certain matters on information obtained from public officials, officers of the Company, and other sources believed
by us to be responsible.
Please
note that we are opining only as to the matters expressly set forth herein, and no opinion should be inferred as to any other matters.
This opinion is based upon currently existing statutes, rules, regulations and judicial decisions, and we disclaim any obligation to
advise you of any change in any of these sources of law or subsequent legal or factual developments which might affect any matters or
opinions set forth herein.
Boston Los
Angeles MIAMI New York San Diego San Francisco toronto Washington
Mintz,
Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
MINTZ
May 11, 2026
Page 2
We hereby consent to the filing
of this opinion as an exhibit to a Current Report on Form 8-K in accordance with the requirements of Item 601(b)(5) of
Regulation S-K under the Act and to the use of this firm’s name therein and in the Prospectus under the caption “Legal
Matters.” In giving such consent, we do not hereby admit that we are in the category of persons whose consent is required under
Section 7 of the Act or the rules and regulations of the Commission.
Very truly yours,
/s/ Mintz, Levin, Cohn, Ferris, Glovsky
and Popeo, P.C.
Mintz, Levin, Cohn, Ferris, Glovsky
and Popeo, P.C.
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