Form 8-K
8-K — GAXOS.AI INC.
Accession: 0001213900-26-087835
Filed: 2026-08-11
Period: 2026-08-11
CIK: 0001895618
SIC: 7372 (SERVICES-PREPACKAGED SOFTWARE)
Item: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item: Submission of Matters to a Vote of Security Holders
Item: Financial Statements and Exhibits
Documents
8-K — ea0301594-8k_gaxos.htm (Primary)
EX-10.1 — AMENDMENT NO. 2 TO 2022 OMNIBUS EQUITY INCENTIVE PLAN (ea030159401ex10-1.htm)
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8-K — CURRENT REPORT
8-K (Primary)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 11, 2026
GAXOS.AI INC.
(Exact name of registrant as specified in its charter)
Nevada
001-41620
87-3288897
(State or other jurisdiction
of incorporation)
(Commission File Number)
(I. R. S. Employer
Identification No.)
101 Eisenhower Pkwy, Suite 300,
Roseland, NJ 07068
(Address of principal executive offices, including
ZIP code)
(973) 275-7428
(Registrant’s telephone number, including
area code)
Not Applicable
(Former name or former address, if changed since
last report)
Securities registered
pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol
Name of exchange on which registered
Common Stock, par value $0.0001
GXAI
The Nasdaq Stock Market LLC
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02. Departure of Directors or Certain
Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
At the Annual Meeting (as defined below) of Gaxos.ai
Inc. (the “Company”), shareholders approved an amendment to the 2022 Omnibus Equity Incentive Plan (the “2022 Plan”)
to increase the number of shares of common stock reserved for issuance thereunder to 1,000,000 from 803,637 shares (the “Plan Amendment”).
The foregoing description of the Plan Amendment
is qualified in its entirety by reference to the text of the Plan Amendment, a copy of which is attached as Exhibit 10.1 to this Current
Report on Form 8-K.
Item 5.07 Submission of Matters to a Vote of Security Holders.
On August 11, 2026, the
Company held its 2026 annual meeting of shareholdersholders (the “Annual Meeting”). A total of 4,869,942 shares of common
stock constituting a quorum, were represented in person or by valid proxies at the Annual Meeting.
The final results for
the matters submitted to a vote of shareholders at the Annual Meeting, as set forth in the Company’s Definitive Proxy Statement,
filed with the SEC on July 2, 2026, are as follows:
Proposal 1. At
the Annual Meeting, the terms of all four members of the Board of Directors expired. All of the four nominees for director were elected
to serve until the next annual meeting of shareholders or until their respective successors have been duly elected and qualified, or until
such director’s earlier resignation, removal or death. The result of the votes to elect the four directors was as follows:
Directors
For
Withheld
Broker
Non-Votes
Vadim Mats
728,845
101,652
4,039,445
Adam Holzer
727,915
102,582
4,039,445
Scott Grayson
732,560
97,937
4,039,445
Roman Feldman
727,869
102,628
4,039,445
Proposal 2. At
the Annual Meeting, the shareholders ratified the appointment of Salberg & Company, P.A. (“Salberg”) as our independent
registered public accounting firm for the fiscal year ending December 31, 2026. The result of the votes to approve Salberg was as follows:
For
Against
Abstain
Broker Non-Vote
4,585,107
245,714
39,121
-
Proposal 3. At
the Annual Meeting, the Company’s shareholders approved an amendment to the 2022 Plan to increase the number of shares of common
stock reserved for issuance thereunder to 1,000,000 shares from 803,637 shares. The result of the votes to approve the Plan Amendment
was as follows:
For
Against
Abstain
Broker Non-Vote
630,447
197,790
2,260
4,039,445
Proposal 4. At the Annual Meeting, the
shareholders granted the Company’s board of directors the authority, at its discretion, if needed, to effect a reverse split of
the Company’s outstanding common stock at a ratio that is not less than 1-for-2 and not greater than 1-for-50, without reducing
the authorized number of shares of the Company’s common stock, with the exact ratio to be selected by the board of directors in
its discretion and to be effected, if at all, in the sole discretion of the board of directors at any time before August 11, 2028
without further approval or authorization of the Company’s shareholders (the “Reverse Stock Split Proposal”). The result
of the votes to approve the Reverse Stock Split Proposal was as follows:
For
Against
Abstain
Broker Non-Vote
3,068,168
1,754,234
47,540
-
Item 9.01 Financial
Statements and Exhibits.
(d) Exhibits.
The exhibit listed in
the following Exhibit Index is filed as part of this Current Report on Form 8-K.
Exhibit
No.
Description
of Exhibit
10.1
Amendment No. 2 to 2022 Omnibus Equity Incentive Plan
104
Cover Page Interactive Data File (embedded within the
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1
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
GAXOS.AI INC.
Date: August 11, 2026
By:
/s/ Vadim Mats
Vadim Mats
Chief Executive Officer
2
EX-10.1 — AMENDMENT NO. 2 TO 2022 OMNIBUS EQUITY INCENTIVE PLAN
EX-10.1
Filename: ea030159401ex10-1.htm · Sequence: 2
Exhibit 10.1
AMENDMENT NO. 2
TO
GAXOS.AI INC.
2022 EQUITY INCENTIVE
PLAN
Gaxos.AI
Inc., a Nevada corporation (the “Company”), hereby amends its 2022 Equity Incentive Plan (the “Plan”)
as set forth below, which amendments shall be effective as the date set forth below, but if and only if the Company’s shareholders
approve such amendment in accordance with applicable law:
Section 4(a) of the Plan
shall be amended and restated in its entirety to read:
(a)
Subject to Section 5 hereof, the number of shares of Common Stock that are reserved and available for issuance pursuant to Awards granted
under the Plan shall be 1,000,000 shares of Common Stock; provided, that, shares of Common Stock issued under
the Plan with respect to an Exempt Award shall not count against such share limit.
Section 4(c) of the Plan
shall be amended and restated in its entirety to read:
(c) No more than 1,000,000
Shares shall be issued pursuant to the exercise of ISOs.
All
capitalized terms used herein and not otherwise defined shall have the respective meanings ascribed to them in the Plan. Except as specifically
provided herein, the Plan shall remain in full force and effect in accordance with all of the terms and conditions thereof except that
the Plan is hereby amended in all other respects, if any, necessary to conform with the intent of the amendments set forth in this Amendment
No. 2. Upon the effectiveness of this Amendment No. 2, each reference in the Plan to “the Plan,” “hereunder,”
“herein,” or words of similar import shall mean and be a reference to the Plan, as amended.
Each
provision of this Amendment No. 2 shall be considered severable and if for any reason any provision or provisions herein are determined
to be invalid, unenforceable or illegal under any existing or future law, such invalidity, unenforceability or illegality shall not impair
the operation of or affect those portions of this Amendment No. 2 that are valid, enforceable and legal.
This Amendment No. 2 shall
be governed in accordance with the laws of Nevada.
*****
The Company has caused
this Amendment No. 2 to be executed effective as of August 11, 2026.
GAXOS.AI INC.
By:
/s/ Vadim Mats
Vadim Mats
Chief Executive Officer
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