Form 8-K
8-K — Oxford Square Capital Corp.
Accession: 0001213900-26-092208
Filed: 2026-08-20
Period: 2026-08-20
CIK: 0001259429
Item: Submission of Matters to a Vote of Security Holders
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8-K — ea0302942-01_8k.htm (Primary)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d)
of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 20, 2026
OXFORD SQUARE CAPITAL CORP.
(Exact name of registrant as specified in its charter)
Maryland
814-00638
20-0188736
(State or other jurisdiction
(Commission File Number)
(I.R.S. Employer
of incorporation)
Identification No.)
8 Sound Shore Drive, Suite 255
Greenwich, CT 06830
(Address of principal executive offices and zip
code)
Registrant’s telephone number, including
area code: (203) 983-5275
Check the appropriate box below if the Form 8-K
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common stock, par value $0.01 per share
OXSQ
NASDAQ Global Select Market LLC
5.50% Notes due 2028
OXSQG
NASDAQ Global Select Market LLC
7.75% Notes due 2030
OXSQH
NASDAQ Global Select Market LLC
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities
Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders
On August 20, 2026, Oxford
Square Capital Corp. (the “Company”) held its Annual Meeting of Stockholders (the “Meeting”).
Set forth below are the proposals voted upon at the Meeting, as set forth in the Company’s Definitive Proxy Statement on Schedule
14A, filed with the U.S. Securities and Exchange Commission on July 8, 2026, and the final voting tabulation reported by the Company’s
inspector of elections.
The Company’s Board
of Directors fixed the close of business on June 30, 2026 as the record date for identifying those stockholders entitled to notice of,
and to vote at, the Meeting. A total of 105,058,242 shares of the Company’s common stock were entitled to vote at the Meeting. A
quorum of the stockholders was present at the Meeting. The final voting results for each of the proposals were as follows:
Proposal 1. Stockholders
elected two nominees for director, who will each serve for a three-year term to expire at the 2029 Annual Meeting of Stockholders based
on the following votes:
Name
For
Withheld
Broker
Non-Votes
Steven P. Novak
18,199,599.897
4,309,258.340
33,493,083.000
Charles M. Royce
18,328,411.687
4,180,446.550
33,493,083.000
Proposal 2. Stockholders
ratified the appointment of Ernst & Young LLP to serve as the Company’s independent registered public accounting firm for the
fiscal year ending December 31, 2026 based on the following votes:
For
Against
Abstain
Broker
Non-Votes
52,434,697.847
2,410,530.970
1,156,712.420
-
1
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Date: August 20, 2026
OXFORD SQUARE CAPITAL CORP.
By:
/s/ Saul B. Rosenthal
Saul B. Rosenthal
President
2
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5.50% Notes due 2028
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