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Form 8-K

sec.gov

8-K — ALERUS FINANCIAL CORP

Accession: 0001437749-26-017369

Filed: 2026-05-15

Period: 2026-05-14

CIK: 0000903419

SIC: 6021 (NATIONAL COMMERCIAL BANKS)

Item: Submission of Matters to a Vote of Security Holders

Item: Financial Statements and Exhibits

Documents

8-K — alrs20260515_8k.htm (Primary)

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT PURSUANT TO

SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): May 14, 2026

Alerus Financial Corporation

(Exact Name of Registrant as Specified in Charter)

Delaware

001-39036

45-0375407

(State or Other Jurisdiction of

Incorporation)

(Commission File Number)

(IRS Employer Identification No.)

401 Demers Avenue

Grand Forks, North Dakota 58201

(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code: (701) 795-3200

N/A

(Former Name or Former Address, if Changed Since Last Report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading symbol

Name of each exchange on which registered

Common Stock, $1.00 par value per share

ALRS

The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07.

Submission of Matters to a Vote of Security Holders.

The 2026 Annual Meeting of Stockholders (the “Annual Meeting”) of Alerus Financial Corporation (the “Company”) was held on May 14, 2026. The record date for determination of stockholders entitled to vote at the Annual Meeting was March 16, 2026. There were 25,560,231 shares of common stock outstanding as of that date, with each such share being entitled to one vote. At the Annual Meeting, the holders of 20,654,357 shares, or approximately 80.81% of the outstanding shares, were represented in person or by proxy, which constituted a quorum for the Annual Meeting. The final results for each of the matters submitted to a vote of stockholders at the Annual Meeting, as set forth in the Company’s Definitive Proxy Statement filed with the Securities and Exchange Commission on April 1, 2026, were as follows:

Proposal 1: The election of nine (9) director nominees to serve on the Board of Directors of the Company until the 2027 Annual Meeting of Stockholders or until their successors are duly elected and qualified:

Director Nominee

Votes For

Votes Withheld

Broker Non-Votes

Daniel E. Coughlin

12,742,063

1,433,986

6,478,308

Randy L. Newman

10,813,971

3,362,078

6,478,308

Galen G. Vetter

12,876,320

1,299,729

6,478,308

Katie A. Lorenson

12,952,431

1,223,618

6,478,308

Janet O. Estep

12,299,613

1,876,436

6,478,308

Mary E. Zimmer

12,936,989

1,239,060

6,478,308

Nikki L. Sorum

13,065,204

1,110,845

6,478,308

John Uribe

12,897,761

1,278,288

6,478,308

Jeffrey W. Bolton

13,109,347

1,066,702

6,478,308

Proposal 2: For the approval, on a non-binding advisory basis, of the 2025 compensation paid to the Company’s named executive officers:

Votes For

Votes Against

Abstentions

Broker Non-Votes

13,525,678

462,923

187,447

6,478,309

Proposal 3: The ratification of the appointment of RSM US LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2026:

Votes For

Votes Against

Abstentions

Broker Non-Votes

20,405,133

244,190

3,648

1,386

Item 9.01.

Financial Statements and Exhibits.

(d)  Exhibits

Exhibit No.

Description

104

Cover Page Interactive Data File (embedded within the inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date:  May 15, 2026

Alerus Financial Corporation

By:

/s/ Katie A. Lorenson

Name:

Katie A. Lorenson

Title:

President and Chief Executive Officer

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May 14, 2026

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Entity, File Number

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Entity, Tax Identification Number

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Entity, Address, Address Line One

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Entity, Address, City or Town

Grand Forks

Entity, Address, State or Province

ND

Entity, Address, Postal Zip Code

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City Area Code

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Local Phone Number

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